Compliance Program Assessments
We assess your overall compliance and privacy program and provide an overall score along with areas that need improvement. Our recommendations are based on findings and aligned with OIG guidance and industry best practices.
What We Assess
Our assessment covers every critical dimension of your compliance and privacy program, giving you a complete picture of strengths and vulnerabilities.
Compliance Program Structure
Evaluate the seven essential elements of your compliance program against OIG guidance and industry best practices.
Policies & Procedures
Review your compliance policies for completeness, regulatory alignment, and whether they reflect current operations and regulations.
Training & Education
Assess your training program for content adequacy, delivery frequency, role-based targeting, and documentation of completion.
Auditing & Monitoring
Evaluate your internal auditing practices, monitoring activities, and how effectively you identify and respond to compliance risks.
Reporting & Response
Review your reporting mechanisms, hotline effectiveness, investigation processes, and corrective action procedures.
Privacy Program
Assess HIPAA privacy practices, breach notification readiness, minimum necessary standards, and patient rights processes.
Your Compliance Scorecard
You receive a detailed scorecard that rates your program across all critical categories, giving you a clear picture of where you excel and where attention is needed.
Program Leadership & Governance
Board oversight, compliance officer authority, and organizational commitment
Written Standards & Policies
Code of conduct, policies, and procedures coverage and currency
Training & Communication
Effectiveness, frequency, and documentation of compliance education
Screening & Evaluation
Employee screening, exclusion checks, and vendor due diligence
Auditing & Monitoring
Proactive risk identification and ongoing compliance monitoring
Reporting & Investigation
Hotline accessibility, investigation thoroughness, and corrective actions
Enforcement & Discipline
Consistent enforcement, disciplinary standards, and incentive alignment
Actionable Recommendations
Our assessment doesn't just identify problems — we provide specific, prioritized recommendations so you know exactly what to fix first and how to fix it.
- Overall compliance program score
- Category-by-category breakdown
- Risk-ranked findings with severity levels
- Specific remediation recommendations
- Prioritized action plan for improvement
Our Process
Kickoff & Document Review
We review your existing compliance program documentation, policies, and organizational structure to understand your current state.
Stakeholder Interviews
We interview key personnel including compliance officers, leadership, and front-line staff to understand how the program operates in practice.
Gap Analysis & Scoring
We evaluate every element of your program against regulatory requirements and best practices, assigning scores across all categories.
Findings & Recommendations
We deliver a comprehensive report with your overall score, detailed findings, risk-prioritized gaps, and specific recommendations.
Action Plan & Support
We help you build a prioritized remediation roadmap and can provide ongoing support to implement improvements.
Who Needs a Compliance Assessment?
Know Where Your Program Stands
A compliance program assessment is the first step toward building a stronger, more effective program. Let us show you where you are and how to get where you need to be.
Schedule Your AssessmentReady to Strengthen Your Compliance Program?
Schedule a free consultation with our compliance experts and discover how we can help protect your healthcare organization.